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#	Item
991	360 Madison Avenue New York, NY[removed]Tel: [removed]Web: www.icsa.bz September 8, 2008 Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 08:47:39 Financial markets Securities Financial services Stock market U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association International Organization of Securities Commissions Broker-dealer Securities research Financial economics Financial system Finance
992	R. Christopher Whalen Richard Christopher Whalen is Senior Vice President and a Managing Director of IRA with responsibility for sales, marketing and business development. Chris is a general securities principal and has Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-07 12:45:56 Finance Investment banking Securities research Whalen
993	ARNOLD & PORTER LLP September 8,2008 Florence E. Harmon Acting Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:28:59 Financial system United States Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Registered Investment Advisor Securities research U.S. Securities and Exchange Commission Financial economics Finance Financial services
994	Creative Investment Research, Inc. Social Investment Advisor & Community Development Entity PO Box[removed]Washington, D.C[removed]Phone/Fax[removed]http://www.creativeinvest.com - http://www.minorityfinance.com - Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-01 12:04:33 Stock market Financial services Corporate crime U.S. Securities and Exchange Commission Securities and Exchange Commission Security Merrill Lynch Investment banking Initial public offering Financial economics Investment Finance
995	Federal Register / Vol. 76, No[removed]Thursday, November 10, [removed]Notices perform other municipal securities activities in a competent manner, so no delay in the effective date of the Rule G– 3 changes is appropriate Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-05-23 11:09:30 Financial regulation Trucking industry in the United States Transport United States Federal Motor Carrier Safety Administration Road safety United States Department of Transportation Municipal Securities Rulemaking Board Research and Innovative Technology Administration United States securities law 73rd United States Congress United States Securities and Exchange Commission
996	Prudential Equity Group LLC Comment Letter S7-38-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-24 14:31:36 Securities United States securities law Stock market United States Securities and Exchange Commission Securities Exchange Act Securities market Securities research Securities Act Initial public offering Financial economics Finance Business
997	CONDUCT RULES Table of Contents[removed]BUSINESS CONDUCT[removed]GENERAL STANDARDS[removed]Standards of Commercial Honor and Principles of Trade IM[removed]Reserved Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-14 13:30:42 Finance 73rd United States Congress United States Securities and Exchange Commission Securities Financial markets NASDAQ Securities Act Securities research Alternative Trading Systems Financial economics United States securities law Investment
998	Microsoft Word - Bill Summary - FCRA Bill, 2010.doc Add to Reading List Source URL: www.prsindia.org Language: English - Date: 2011-07-05 07:45:45 Parliament of India Derivative Government Government of India Securities and Exchange Board of India PRS Legislative Research
999	September 8, 2008 Ms. Florence Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:12:44 Financial markets Financial services Investment United States Securities and Exchange Commission United States securities law Broker-dealer U.S. Securities and Exchange Commission Securities research Exchange-traded fund Financial economics Finance Financial system
1000	Microsoft Word - BillSummary-SEBIAmendment.doc Add to Reading List Source URL: www.prsindia.org Language: English - Date: 2013-03-19 07:55:15 India Government PRS Legislative Research Securities and Exchange Board of India Government of India Securities and Exchange Board of India Act